Course
Ethics 2023 (LCI0402C)
Subscribe (C$300.00)
Continuing Education
/
Compliance / Business Conduct
Ethics 2023 (LCI0402C)
2.5 IIROC: Compliance (22-0562C) 2.0 MFDA: Business Conduct - Ethics: MFDA Activity Number 1000000219 2.0 Alberta Accreditation Committee: Life, A and S, General, Adjuster (54587) 2.0 Financial Services Regulatory Authority of Ontario: Life or...
Cyber Security Awareness Training (LCI0404C)
Subscribe (C$300.00)
Continuing Education
/
Compliance / Business Conduct
Cyber Security Awareness Training (LCI0404C)
2.0 IIROC: Compliance (22-0563C) 2.0 MFDA: Business Conduct (22-0563C) MFDA Activity Number 1000000218 2.0 Alberta Accreditation Committee: Life, Life or Accident and Sickness, General, Adjuster (54586) 2.0 Financial Services Regulatory...
AML: Securities Dealers (LCI060C10-SD)
Subscribe (C$300.00)
Continuing Education
/
Compliance / Business Conduct
AML: Securities Dealers (LCI060C10-SD)
This is anti-money laundering (AML) training – a compliance course designed for people who don’t particularly get excited about AML compliance training, but have to take it anyway, in order to satisfy FINTRAC compliance requirements. 1.5...
Globe Advisor: Client Management (LCI23GA01)
Subscribe (C$300.00)
Continuing Education
/
Professional Development
Globe Advisor: Client Management (LCI23GA01)
10.0 IIROC: Professional Development (23-0139P) 10.0 MFDA: Professional Development (1000002951) 8.0 Alberta Accreditation Committee: Life (64063) 10.0 Manitoba Insurance Council: Life and/or A and S (41124) 10.0 Financial Services...
Diversity, Equity and Inclusion (LCI23PD03)
Subscribe (C$300.00)
Continuing Education
/
Professional Development
Diversity, Equity and Inclusion (LCI23PD03)
Enhance your understanding and support for diversity, equity, and inclusion (DEI) initiatives in the workplace through six sections that explore various topics, including recognizing bias, working with diverse cultures, and becoming an ally for...
Vulnerable Clients (LCI59C2)
Subscribe (C$300.00)
Continuing Education
/
Compliance / Business Conduct
Vulnerable Clients (LCI59C2)
2.0 IIROC: Compliance (22-0833C) 2.0 MFDA: Business Conduct MFDA Activity Number 1000000221 2.0 Alberta Accreditation Committee: Life or A and S (53895) 2.0 Financial Services Regulatory Authority of Ontario: Life or A and S 2.0 Insurance...
ESG: Investment Fund Disclosure (LCIC2201)
Subscribe (C$300.00)
Continuing Education
/
Compliance / Business Conduct
ESG: Investment Fund Disclosure (LCIC2201)
As global initiatives work to establish ESG disclosure frameworks, the CSA provides guidance on investment fund disclosure best practices and obligations. We tell the story. 1.0 IIROC: Compliance (22-0795C) 1.0 MFDA: Business Conduct...
Are Your Apps Spying On You? (LCICBC003)
Subscribe (C$300.00)
Continuing Education
/
Compliance / Business Conduct
Are Your Apps Spying On You? (LCICBC003)
Apps and Your Privacy When you download popular apps, you could be giving companies permission to do a lot more than you think — to track your location, read your texts, access your photos, even access your microphone and camera. 1.0 IIROC:...
2022 Canada’s Top Wealth Advisors -  The Globe and Mail (LCIPD119)
Subscribe (C$300.00)
Continuing Education
/
Professional Development
2022 Canada’s Top Wealth Advisors - The Globe and Mail (LCIPD119)
3.5 IIROC: Professional Development: 22-1237P 3.5 MFDA: Professional Development: MFDA Activity Number 1000001865 3.0 Chambre de la sécurité financière (CSF): CSF22-11-57792 General Subject 3.5 Alberta Accreditation Committee: Life -...

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